Why “one and done” FCPA due-diligence is not enough.

In part II of my interview with Joe Spinelli, Senior Managing Director, Kroll, we continue to explore findings of the Kroll-Ethisphere 2017 Anti-Bribery and Corruption Benchmarking Report. In this interview, Joe shares: The perils of ‘vetting and forgetting’ with respect to on-boarding and due-diligence. The importance of internal monitoring,  and how that responsibility needs to(…)

Joe Spinelli on Compliance Challenges & New Lines of Defense

In part one of a two part interview, Joe Spinelli, Senior Managing Director, Kroll, addresses the recent Kroll-Ethisphere Anti-Bribery and Corruption Benchmarking Report. In this interview Joe focuses on: The need and value of internal compliance committees with subject matter experts to support the Chief Compliance Officer. The importance and necessity of having the compliance(…)

From Bottom Bunk to Top Mind

From Bottom Bunk to Top Mind

I recently had the honor of being named to Compliance Week’s list of Top Minds for 2017, earning the title of “The Great Communicator” from Bill Coffin, Donna Rice, and the CW team. If you had told me in 2012, when I was sentenced to a Federal Prison Camp as part of a Plea Agreement(…)

Promoting Ethics on the Front Line

Promoting Ethics on the Front Line

The following post is by Guendalina Dondé, Senior Researcher, Institute of Business Ethics Encouraging employees to ‘do the right thing’ and apply their organisation’s core values is of utmost importance. How can this be achieved in practice by organisations that employ thousands of employees around the world, who might have to make difficult decisions every(…)